BCP Overview

A Business Continuity Plan (BCP) is a documented set of procedures that guide organizations to respond, recover, resume, and restore operations following a disruption. ISO 22301 requires BCPs to be specific, actionable, and regularly tested.

Effective BCPs share common characteristics:

  • Clear and concise: Usable under stress
  • Action-oriented: Steps, not concepts
  • Role-based: Who does what
  • Scenario-agnostic: Adaptable to various disruptions
  • Tested: Validated through exercises
  • Accessible: Available when needed

ISO 22301 Requirements

Clause 8.4 specifies that BCPs must include:

  • Defined purpose and scope
  • Objectives of the plan
  • Activation criteria
  • Implementation procedures
  • Roles, responsibilities, and authorities
  • Communication requirements
  • Internal and external interdependencies
  • Required resources
  • Information flow and documentation

Recommended BCP Structure

Section 1: Plan Administration

  • Document control (version, date, approver)
  • Distribution list
  • Review schedule
  • Change history

Section 2: Introduction and Scope

  • Purpose of the plan
  • Scope (activities, locations, scenarios covered)
  • Objectives
  • Assumptions and limitations
  • Related documents

Section 3: Activation

  • Activation criteria and thresholds
  • Authority to activate
  • Notification procedures
  • Initial response actions

Section 4: Roles and Responsibilities

Role Responsibilities
Incident Commander Overall response direction, decision authority
BC Coordinator Plan execution, coordination, status tracking
Communications Lead Stakeholder communications, media handling
IT Recovery Lead Technology recovery, system restoration
Operations Lead Business operations recovery
Facilities Lead Premises, alternate site, logistics

Section 5: Communication Plan

  • Internal communication channels
  • External stakeholder communication
  • Media handling guidelines
  • Communication templates
  • Status reporting schedule

Section 6: Recovery Procedures

  • Phase 1: Immediate response (0-4 hours)
  • Phase 2: Stabilization (4-24 hours)
  • Phase 3: Recovery (24-72 hours)
  • Phase 4: Restoration (72 hours+)

Section 7: Resources and Logistics

  • Alternate site details and activation
  • Equipment requirements
  • Supplier contacts
  • Emergency supplies

Section 8: Appendices

  • Contact lists
  • Checklists
  • Forms and templates
  • Floor plans and maps
  • Technical recovery procedures

Incident Response Section

The incident response section should cover:

Initial Response Checklist

  1. Ensure life safety
  2. Assess situation severity
  3. Notify Incident Commander
  4. Activate incident management team
  5. Establish command center
  6. Begin situation logging
  7. Communicate status to stakeholders

Escalation Matrix

Severity Impact Escalation
Low Minor disruption, single function Department manager
Medium Significant disruption, multiple functions BC Coordinator + Senior management
High Major disruption, critical activities affected Incident Commander + Executive team
Critical Organization-wide, survival threatened CEO + Board notification

Recovery Procedures

Recovery procedures should be specific and actionable:

Procedure Writing Tip

Write procedures as if someone unfamiliar with the activity must execute them. Use numbered steps, specify who performs each action, and include decision points. Avoid jargon and assumptions.

Good Procedure Example

  1. IT Recovery Lead: Contact data center provider at [phone number] to confirm system status
  2. IT Recovery Lead: If primary systems unavailable, initiate failover to DR site using procedure DR-001
  3. IT Recovery Lead: Verify core applications are accessible (checklist in Appendix C)
  4. IT Recovery Lead: Report status to BC Coordinator within 30 minutes

Contact Lists

Contact lists must be:

  • Current (reviewed monthly)
  • Include multiple contact methods (mobile, home, personal email)
  • Include alternates for key roles
  • Available offline (printed copies, mobile app)
  • Include external contacts (suppliers, customers, regulators)

Plan Maintenance

BCPs must be kept current:

  • Monthly: Contact list verification
  • Quarterly: Review of procedures for currency
  • Annually: Full review and update
  • After incidents: Lessons learned incorporated
  • After exercises: Improvements implemented
  • After changes: Organization, process, or system changes reflected