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ISO 42001 Readiness Assessment Checklist

Assess your organization's ISO 42001 readiness with our comprehensive checklist covering AI Management System (AIMS) requirements for responsible and ethical AI development.

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  • ✓ AIMS Requirements
  • ✓ AI Risk Management
  • ✓ Ethical AI Controls
  • ✓ Gap Analysis Template

Free for organizations pursuing ISO 42001

What's Included in This Checklist

Our ISO 42001 Readiness Assessment Checklist helps organizations evaluate their AI governance practices against the world's first international standard for AI Management Systems. Whether you're developing, deploying, or using AI systems, this checklist provides a framework for responsible AI implementation.

ISO 42001 Control Categories

AI Governance

Leadership and organizational context

  • AI Policy & Objectives
  • Roles & Responsibilities
  • Risk Management Framework
  • Interested Party Analysis
Clauses 4-6

AI Risk Assessment

Identifying and treating AI risks

  • Risk Identification
  • Impact Assessment
  • Bias & Fairness Evaluation
  • Treatment Planning
Clause 6.1

AI System Lifecycle

Development and deployment controls

  • Data Management
  • Model Development
  • Testing & Validation
  • Deployment Controls
Annex A

Responsible AI

Ethical and transparent AI practices

  • Transparency & Explainability
  • Human Oversight
  • Accountability Measures
  • Continuous Monitoring
Annex B

Sample Checklist Questions

AI Governance & Leadership

Has the organization established an AI policy aligned with its strategic objectives?

Evidence: AI policy document, board approval records, communication logs

Are roles and responsibilities for AI governance clearly defined?

Evidence: RACI matrix, job descriptions, governance charter

AI Risk Management

Is there a documented process for assessing AI-specific risks including bias and fairness?

Evidence: AI risk assessment methodology, bias testing reports

Template Specifications

FormatPDF
Controls CoveredAIMS requirements + Annex A & B controls
Standard VersionISO/IEC 42001:2023
Last UpdatedNovember 2025

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